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by B. Daniel Lynch, Pasadena, California Attorney and Divorce Mediator. This article is based on a presentation given
by Mr. Lynch to the annual conference of the Southern California Mediation Association at Pepperdine University on November
4, 2006.
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I. INTRODUCTION
"Getting To Yes; Negotiating Agreement Without Giving In" by Roger
Fisher and William Ury, published in 1971 and based on the work of the Harvard Negotiation Project, describes interest-based
negotiation, wherein the parties identify their "interests," i.e., their wants, needs, and fears/concerns, which they write
down in specific language and then use to generate proposals for resolving each issue. Avoiding the confrontation that
characterizes position-based [offer/ counter-offer] negotiation, the parties create agreements that serve their interests,
and do so faster, with less aggravation, and with less damage to the ongoing relationships.
This article discusses
using the interest-based negotiation model in the mediation of divorce issues.
II. USING INTEREST-BASED
NEGOTIATION IN FACILITATIVE DIVORCE MEDIATION
Determining interests to resolve the "dispute over an open
window" One of the illustrations of the interest-based approach in the "Getting to Yes" book tells the story of two patrons
of a library who are arguing about whether a window should be open of closed. The librarian listens for a moment and then
comes over and asks the one man why he wants the window open. He responds that he wants the window open so that he can
get some fresh air in the room. She then asks the other why he wants the window closed. He replies that the breeze
is blowing his papers around. The librarian then goes around the corner and open a different window, so that there is
fresh air but no breeze, so both patrons are satisfied.
The point of the story is that instead of arguing from opposing
"positions" [window open/ window closed], it is often better to determine the respective interests of the two parties, and
then try to think of a solution that serves both parties' interests. Whereas in court [position-based model], the judge adopts
the position of one side or the other, or some intermediate position, which typically leaves one party, or both parties, at
least partially dissatisfied. But in facilitative mediation, both parties may be able to get what is important to him/her.
A
mediator is a neutral person who helps the parties work out agreements to their disputes. A facilitative mediator uses
the interest-based negotiation model to get the parties to talk to each other. Facilitative divorce mediation can be
done at any time, but is most effective if undertaken at or before the filing of the divorce case, and without lawyers present.
Optimal
seating for best results in facilitative mediation At the start of a facilitative mediation, it is important to seat the
parties in a way that contributes to the process, i.e., sitting side-by-side, across the table from the mediator and looking
at a large flip chart or screen projection. The mediator can then elicit the wants, needs and concerns of each party, and
write them down in specific language. The mediator may add to the list, e.g., stating an interest of the couple's children.
All three can then use this list of "interests" to make proposals. The parties have the sense of working together to address
the interests that are listed. Caught up in this enterprise, they will tend to forget for the moment the anger and other negative
feelings they have against the other party and begin to work cooperatively.
Sitting side-by-side, the parties are not
looking at each other as they would be if placed on opposite sides of the table. With divorcing couples who are not getting
along, this is especially important since a mere glance or facial expression may trigger an habitual negative response with
resulting discord. Apart from that, it is simply a matter of common experience that sitting alongside someone is less
conducive to starting an argument than facing opposite the person.
An example of using the interest-based
approach to creating a co-parenting agreement. One important issue in divorce is "the co-parenting agreement" (how the parties
will share the time with the children). As an example, the husband may state his position that he wants to take his son on
weekends to participate in "club soccer" tournaments and games in the surrounding area. The mediator may ask why this
is important, and elicit that the husband is hoping the boy will receive an athletic scholarship to help pay for college.
The
husband may also divulge his concern that some of his son's schoolmates have been cited for illicit drug use and his hope
that having the healthy environment and the physical demands of soccer will discourage his son from such involvements.
The wife may take the position that she wants the son to spend the weekend in church-related activities. The mediator
may elicit that she believes in religious training for her children, and wants the family to be in good standing with other
churchgoing families, and, like her husband, is in fear of her son associating with drug-using fellow students.
When
the parties have clearly listed all their interests, the mediator may suggest additional matters that the parties have not
considered, such as certain interests of the children. Understanding the concerns and the needs and wants of the other party
and effected others can provide the bases for not only agreeing to end the dispute, but to reaching an agreement that will
preserve the relationship between the parties, and will be able to endure, i.e., what Fisher and Ury call a "wise agreement".
III.
IS "CLOSING THE DEAL" A REQUISITE OF DIVORCE MEDIATION?
Couples come to a divorce mediator with
a variety of attitudes. Sometimes one spouse, or even both spouses, are not decided on whether to dissolve the marriage.
Divorce will alter lives in a major way- not only the lives of the spouses, but those of their children, and sometimes
those of extended family members and others. Should the divorce mediator steer the parties toward completing the termination
of the marriage?
A mediator in a business dispute works diligently to bring the mediation to settlement of all issues.
The parties and their attorneys expect no less. Attorneys, insurance companies and other parties, and judges send cases to
a mediator who is know as a "closer".
Even in divorce cases, in courthouse "back-end" mediation, which is held
shortly before trial, the mediator is tasked to settle the case, typically in one day, so it can be taken off the court's
busy calendar. Under the strong pressure of the impending trial, the parties are pressured to compromise their respective
positions to complete the divorce. Earlier in the case, preliminary issues, would have been decided in a few minutes by a
judge with 15 or 20 or more cases on his/her morning calendar.
A couple that comes to a private family law mediator
is under no such pressure. In private mediation, an issue may be given as much time as is necessary to best resolve it.
Moreover, the decisions are made not by a harried judge, but by the parties themselves, through negotiation which is facilitated
by the mediator.
Negotiating in the businesslike but relatively friendly atmosphere of the mediator's office, the parties
may even decide to delay the divorce. Some spouses may decide to enter couples counseling. Others may just decide
to give their marriage another chance on their own. The private divorce mediator's function is not to "close the deal" of
divorce. Instead, it is to provide whatever services the spouses need to work out their unique problems, in the way
in which they ultimately decide, upon reflection, is best for them and their families.
In California, as in almost
all states, divorce is "on demand". If either of the spouses states in court that there are "irreconcilable differences"
a divorce judgment will be entered, and after the statutory six (6) month waiting period, the marriage will be terminated.
So, a spouse that wants to terminate the marriage cannot fail to "win" a divorce. The parties, their properties and debts,
and how the children are affected by the divorce, is, however within the parties sole collective power, if they can negotiate
together, which can be facilitated with the help of a mediator.
IV CONCLUSION
Facilitative divorce mediation is better than divorce court because it is lower in cost, faster, and
minimizes damage to relationships and avoids harming children. As set forth above, it can lead to a wise agreement, created
by the spouses, and based on the best interests of the spouses and their families.
Copyright © 2006 B. Daniel Lynch. All rights reserved. You may reproduce materials available
at this site for your own personal use and for non-commercial distribution.
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B. Daniel Lynch
301 E. Colorado Blvd., Suite 709
Pasadena, CA 91101
(626) 796-3182
CALIFORNIA LAWYER PROVIDING MEDIATION AND FAMILY LAW LEGAL SERVICES to Pasadena, Burbank, La Canada, Temple City, Arcadia,
Monrovia, San Marino, Glendale, South Pasadena, including Family Law mediation, legal separation, marriage annulment, divorce
laws, child support lawyer, limited scope attorney service for divorce including attorney advice, attorney drafting of court
papers, attorney coaching for court appearances, CA divorce law, child custody lawyer and mediator, divorce rights, California
alimony laws, divorce papers, California divorce and divorce law, prenuptial agreement, postnuptial
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